WELCOME TO

RICE FINANCIAL GROUP

 
 

We are excited to work with you and to be a resource in your corner as the seasons of life unfold for you and your family. We look forward to helping you manage the relationship between your finances and what you envision your future to be. A good financial plan is filled with flexibility and contingency plans so when life happens, making decisions can be easier. We look forward to sharing our planning philosophy as we provide a holistic review of your financial world. As we work with you to build, implement and manage a plan, we will:

  • Tell you the truth, good or bad

  • Give advice and do what is in your best interest

  • Do our best to help you accomplish your goals

Additional wealth and financial freedom in your world can help you achieve your goals and objectives. Henry Ford wisely said, ‘If money is your hope for independence, you’ll never have it.’ Money is a tool to be enjoyed and to be used to accomplish our goals. Money should not be the goal but rather what the money means to your goals. Please spend some time thinking on the following three questions:

  • If money were no issue, what would I spend my time doing?

  • When looking back on your life, what would you consider to be a life well lived?

  • How do you define financial success?

 

Please Fill Out our Questionnaire

Documents Checklist

These documents will be needed for the purpose of study and analysis to prepare a personal plan for you. It is understood that this material will be treated confidentially and returned when the planning process is completed, or earlier if requested. If you do not have all the documents; just bring in what you can. We can get the balance of the information another time.

  • Investment Account Statement (Mutual Funds / Stocks / Bonds / Bank Reports or Statement)

  • Most Recent Payroll Stub

  • Mortgage Statements

  • Company Benefits Booklet (Group Benefits / Pension Plans / Stock Options)

  • Wills / Trusts (Copies please, or note that they are originals)

  • Auto, Homeowners and Liability Insurance Declaration Pages

  • Retirement Account Statements (401k / ROTH IRA / IRA / 529 / etc.)

  • Life Insurance Policies

  • Health Insurance Policies

  • Disability Insurance Policies

  • Long-Term Care Policies

  • Social Security Statements (www.SSA.gov)

  • Prior 2 years Tax Returns

  • Copy of Driver's Licenses

Additional Documents Needed for Business Owners

  • Partnership Agreements

  • Operating Agreements

  • Articles of Incorporation

  • Profit and Loss and Balance Sheets

*Securities and investment advisory services offered through qualified registered representatives of MML Investors Services, LLC., Member SIPC. (www.SIPC.org) Supervisory address: 5885 Meadows Rd. Suite 850, Lake Oswego, OR 97035. Phone: 503.221.1211. Rice Financial Group is not a subsidiary or affiliate of MML Investors Services, LLC, or its affiliated companies. Ian Rice CA Insurance License #0160954 and Nathan Piers Vanderploeg CA Insurance License #0K16254. CRN202203-261274